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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Koty is an investment advisor representative at Zacks Investment Management, Inc. in Chicago, Illinois. David has been in the industry since 1996 and has experience with various firms, including WELLS FARGO ADVISORS, LLC, UBS PAINEWEBBER INC. and J.J.B. HILLIARD, W.L. LYONS, INC.. David holds the Series 7, Series 63, and Series 65 licenses. David specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. David is also a registered investment advisor representative in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
08/22/2011 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
TN
07/01/2003 - 08/22/2011
WELLS FARGO ADVISORS, LLC (BRENTWOOD TN)
NY
03/07/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/09/1999 - 03/19/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
KY
07/01/1996 - 06/29/1999
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 08/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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