Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kaslow is a financial advisor with over 25 years of experience in the securities industry. He is a Chartered Financial Analyst and holds Series 6, 7, 63 and 66 licenses. David is registered with Oppenheimer & Co. Inc. and has been with the firm since 2004. Previously, David was registered with Walnut Street Securities, Inc. David's primary focus is providing financial planning and portfolio management services to individuals, corporations, and businesses. He is also a member of the Investment Committee at a non-profit private high school.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MO
01/03/2020 - Present
Oppenheimer & Co. Inc. (ST. LOUIS MO)
CA
12/07/1994 - 01/11/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 11/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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