linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Alan Karpa

Clinton Investment Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Alan Karpa

David Karpa is a financial advisor currently registered with Clinton Investment Management, LLC and has been in the industry since 1997. David has a strong background in investments, with experience in portfolio management for businesses, individuals, and investment companies. David specializes in a range of financial products and services, including stocks, bonds, and mutual funds. David has earned the Chartered Financial Analyst designation and holds several securities licenses, including Series 3, 6, 7, and 63.

Firm Information

David Karpa is currently registered with Clinton Investment Management, LLC. Clinton Investment Management, LLC is an investment advisor based in Stamford, CT, with $2.85 billion in regulatory assets under management. The firm provides portfolio management services for individuals, businesses, and investment companies. They also offer wrap fee programs. Their client base includes high-net-worth individuals, corporations, and investment companies.
Clinton Investment Management, LLC

333 LUDLOW STREET

STAMFORD, CT 06902

$2.85B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Karpa’s Registration & Firm History

CT

07/29/2017 - Present

Clinton Investment Management, LLC (STAMFORD CT)

NY

11/07/2003 - 11/08/2005

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

CT

11/09/2001 - 01/21/2003

UST SECURITIES CORP. (STAMFORD CT)

NJ

03/06/2000 - 08/06/2001

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

02/27/1999 - 02/02/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

07/27/1998 - 02/17/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

PA

06/11/1998 - 06/29/1998

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

Not sure if David Alan Karpa is right for you?

Licenses & Designations

IA

Issued 05/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/10/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Alan Karpa.
Not sure if David Alan Karpa is right for you?