Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnson is a registered investment advisor representative and securities agent with over 35 years of experience in the financial services industry. David is currently associated with Lasalle ST. Investment Advisors, LLC. David previously worked with LASALLE ST SECURITIES, L.L.C. and ANSPACHER SECURITIES, INC. David is a licensed Series 63 and Series 65 securities agent, and Series 7 and SIE securities representative. David holds the following licenses and certifications: Uniform Investment Adviser Law Examination (Series 65), Uniform Securities Agent State Law Examination (Series 63), General Securities Representative Examination (Series 7), and Securities Industry Essentials Examination (SIE). David provides financial planning and portfolio management services to a wide range of clients. He is also registered to provide investment advice in Colorado and Montana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/17/2020 - Present
Lasalle ST. Investment Advisors, LLC (Durango CO)
CO
04/24/1986 - 12/31/2009
LASALLE ST SECURITIES, L.L.C. (DURANGO CO)
NA
03/19/1986 - 05/01/1986
ANSPACHER SECURITIES, INC.
IA
Issued 11/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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