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David Alan Humke

Cetera Financial Specialists LLC

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About David Alan Humke

David Humke is a financial professional who has been in the industry since December 2006. David is currently registered with Cetera Financial Specialists LLC and holds the Series 6, Series 63, and SIE licenses. David is licensed in Florida, Illinois, Missouri, Pennsylvania, and Virginia. David has been with Cetera Financial Specialists LLC since December 2006.

Firm Information

David Humke is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Humke’s Registration & Firm History

IL

12/07/2006 - Present

Cetera Financial Specialists LLC (SPRINGFIELD IL)

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Licenses & Designations

BC

Issued 10/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Humke.
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