Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Helsel is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the securities industry since 1989 and holds a variety of licenses and certifications. David is a registered representative with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). David has experience in portfolio management, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/05/1998 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STATE COLLEGE PA)
NY
05/11/1992 - 12/31/1992
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
PR
03/26/1990 - 08/15/1991
CLARK MELVIN SECURITIES CORPORATION (HATO REY PR)
WI
11/25/1988 - 03/30/1990
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
11/25/1988 - 03/30/1990
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 02/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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