Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Hatton is a financial advisor with LPL Financial LLC, and has over 23 years of experience in the industry. David has held the Series 7, Series 6, Series 10, Series 9, Series 24, Series 63, and Series 65 licenses, and is also a Certified Financial Planner. David's previous experience includes roles at UVEST Financial Services Group, INC., IFMG Securities, INC., and U.S.-Worldwide Financial Services, INC. David is currently registered with FINRA, as well as the states of Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Illinois, Indiana, Kentucky, Michigan, Missouri, Montana, Nevada, New York, North Carolina, Pennsylvania, Tennessee, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/25/2023 - Present
LPL Financial LLC (GURNEE IL)
IL
01/24/2003 - 11/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHAMPAIGN IL)
NY
01/07/2000 - 01/30/2003
IFMG SECURITIES, INC. (PURCHASE NY)
TX
01/12/1999 - 12/06/1999
U.S.-WORLDWIDE FINANCIAL SERVICES, INC. (WACO TX)
IA
Issued 09/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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