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David Alan Haase

Mutual OF Omaha Investor Services, Inc.

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About David Alan Haase

David Haase has been in the financial services industry since 1986. He is currently registered with Mutual of Omaha Investor Services, Inc. David is a Registered Representative and an Investment Advisor Representative, holding Series 6, 7, 63, and 65 licenses. David was previously registered with Kirkpatrick, Pettis, Smith, Polian Inc. from 1986 to 1990. David provides financial planning, portfolio management, and selection of other advisors services to individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. David is also an insurance agent and a paid announcer for high school games in Northern Colorado.

Firm Information

David Haase is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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David Haase’s Registration & Firm History

CO

08/03/2017 - Present

Mutual OF Omaha Investor Services, Inc. (Denver CO)

NE

10/24/1986 - 12/31/1990

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

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Licenses & Designations

IA

Issued 08/03/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

BC

Issued 01/30/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Alan Haase.
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