Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Griffin is a financial advisor with over 25 years of experience in the industry. David currently works for Emerson Equity LLC, a financial advisory firm with a strong focus on high-net-worth individuals and investment management for individuals. David provides a comprehensive range of financial planning and investment management services, including portfolio management, private placement life insurance and insurance dedicated funds management, financial planning, educational seminars and selection of other advisors. David also worked at Brokers International Financial Services, LLC., Broker Dealer Financial Services Corp., Centaurus Financial, Inc., Woodbury Financial Services, Inc., Jefferson Pilot Securities Corporation, Signator Investors, Inc., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/13/2024 - Present
Emerson Equity LLC (Phoenix AZ)
AZ
09/26/2017 - 12/31/2023
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Phoenix AZ)
AZ
11/27/2013 - 09/29/2017
BROKER DEALER FINANCIAL SERVICES CORP. (PHOENIX AZ)
AZ
09/29/2010 - 11/27/2013
CENTAURUS FINANCIAL, INC. (PHOENIX AZ)
AZ
04/03/2006 - 10/01/2010
WOODBURY FINANCIAL SERVICES, INC. (PHOENIX AZ)
IN
12/05/2005 - 04/04/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
05/17/1998 - 09/16/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
WI
02/28/1997 - 04/13/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
02/28/1997 - 04/13/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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