Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gotz is a financial advisor with Hilltop Securities Inc. located in San Diego, California. David Gotz has been in the financial services industry since 1982. David Gotz holds Series 63, Series 7 and SIE licenses. David Gotz is registered to provide investment advice in 28 states. David Gotz is active in providing investment advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
03/22/2013 - Present
Hilltop Securities Inc. (SAN DIEGO CA)
CA
08/24/1982 - 12/23/2008
M.L. STERN & CO., LLC. (SAN DIEGO CA)
BC
Issued 04/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Gotz is the right advisor for you? Invested Better is here to help.
