Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gammon is a financial professional with over 10 years of experience in the industry. David is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, 9, 10, 63 and 66. David has also previously been registered with Morgan Stanley. David holds a Series 63 license and a Series 66 license. David has been registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
12/09/2015 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
11/18/2014 - 11/18/2015
MORGAN STANLEY (SOUTH JORDAN UT)
UT
06/28/2013 - 10/14/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 01/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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