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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Fogleman is a financial advisor at Raymond James & Associates, Inc. David has been in the financial services industry for over 30 years and has a wide range of experience in investment advising and brokerage services. David is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in multiple states. David holds a variety of licenses and certifications, including the Series 6, 7, 10, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/21/2010 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
NY
01/01/1999 - 01/22/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
MI
10/10/1989 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NY
02/15/1988 - 11/06/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/19/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
02/05/1985 - 01/14/1986
PRUCO SECURITIES CORPORATION
IA
Issued 08/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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