Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Farbman is a financial advisor with over 45 years of experience in the industry. David is registered with Cambridge Investment Research Advisors, Inc. and is currently active in both South Carolina and Iowa. David has a wide range of experience in the financial industry, having worked for several firms including Moors & Cabot, Inc., Cantella & Co., Inc., Oppenheimer & Co. Inc. and Bear, Stearns & Co. Inc. David offers a variety of services to his clients, including financial planning, portfolio management, and investment advice. David is dedicated to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
01/05/2023 - Present
Cambridge Investment Research Advisors, Inc. (Mt Pleasant SC)
SC
03/21/2017 - 12/09/2022
CANTELLA & CO., INC. (Mt. Pleasant SC)
MA
10/20/2011 - 03/24/2017
MOORS & CABOT, INC. (BOSTON MA)
MA
01/03/2003 - 10/25/2011
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
06/30/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/08/1988 - 06/30/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
08/25/1978 - 05/20/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
04/22/1977 - 09/08/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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