Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elias is an investment advisor representative with Morgan Stanley. David has been in the securities industry since 1993. David has passed the Series 3, 7, 9, 10, 63, and 65 exams, along with the Securities Industry Essentials (SIE) exam. David is registered in 53 states and the District of Columbia. Previously, David worked at Citigroup Global Markets Inc. and The Robinson-Humphrey Company, LLC. David also owns Elias Development LLC, a software development company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
02/12/2014 - Present
Morgan Stanley (KNOXVILLE TN)
TN
10/05/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KNOXVILLE TN)
GA
12/02/1993 - 10/10/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
10/07/1993 - 12/06/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 10/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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