Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cormier is an investment advisor representative with LPL Financial LLC. David has been in the industry since August 5, 1990, and has worked with Janney Montgomery Scott LLC and Citigroup Global Markets Inc. in the past. David holds licenses in multiple states and is also a registered investment advisor. David is a member of FINRA, a self-regulatory organization that oversees the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/11/2024 - Present
LPL Financial LLC (WALTHAM MA)
RI
10/14/2003 - 12/05/2019
JANNEY MONTGOMERY SCOTT LLC (PROVIDENCE RI)
NY
10/01/1999 - 10/10/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
05/22/1998 - 11/09/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/03/1990 - 05/28/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1990
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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