Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carbaugh is a registered investment advisor representative with State Farm Investment Management Corp. located in Red Oak, IA. David has been in the financial services industry since January 7, 2009. David holds Series 6, 63, and 65 licenses. David has experience with both individual and investment company clients. David also has experience with insurance agencies and real estate. David is a member of the Montgomery County Soil & Water Conservation Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IA
05/30/2023 - Present
State Farm Investment Management Corp. (Red Oak IA)
NE
10/12/2016 - 12/20/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (OMAHA NE)
NE
04/18/2006 - 12/11/2015
FARMERS FINANCIAL SOLUTIONS, LLC (OMAHA NE)
IA
Issued 05/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Carbaugh is the right advisor for you? Invested Better is here to help.
