Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Buehring is a financial professional with over 16 years of experience in the industry. David is currently registered with Nuveen Asset Management, LLC as an Investment Adviser Representative (IAR). David has also previously worked at Sun Life Financial Distributors, Inc. and Planco Financial Services, LLC. David holds Series 6, 7, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) exam. David has been registered with the state of California as a Broker-Dealer and Investment Adviser Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
08/30/2012 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
MA
08/28/2007 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
02/10/2006 - 07/17/2007
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 08/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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