Unclaimed
David Alan Brown is a financial professional with over 20 years of experience in the industry. He is currently registered with Woodmen Financial Services, Inc., a firm that is registered in multiple states. David has a series 63 license from the state of Kentucky and also holds licenses for the Series 6 and SIE exams. David has held registration in multiple states including, Arkansas, Florida, Kentucky, Ohio, South Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/21/2002 - Present
Woodmen Financial Services, Inc. (BOWLING GREEN KY)
BC
Issued 05/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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