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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Alan Briest has been a financial advisor for over 20 years. David has a wide range of experience in the industry and has worked with both individual and institutional clients. David currently works as a Registered Representative for both Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. In addition, David has served as a Registered Principal for these firms. David has a strong background in portfolio management and financial planning, and has experience working with a variety of client types, including high-net-worth individuals, corporations, and institutions. David is committed to helping clients achieve their financial goals and is dedicated to providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
09/03/2024 - Present
Wells Fargo Advisors Financial Network, LLC (PEVELY MO)
VA
05/29/2015 - 07/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
05/09/2012 - 05/21/2015
SUNTRUST INVESTMENT SERVICES, INC. (NORTH CHESTERFIELD VA)
TN
11/02/2010 - 05/07/2012
WELLS FARGO ADVISORS, LLC (KNOXVILLE TN)
MO
01/18/2005 - 11/02/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
04/28/2003 - 01/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
WI
09/08/1998 - 09/11/2000
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
03/13/1998 - 09/11/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
09/25/1997 - 03/10/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 02/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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