linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Alan Bergum

Northland Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Alan Bergum

David Alan Bergum is a financial advisor at Northland Securities, Inc. David has been in the industry since 1990 and has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. David is registered to provide investment advice in Iowa, Minnesota, Montana, North Dakota, and South Dakota.

Firm Information

David Bergum is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Negotiated

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Bergum’s Registration & Firm History

MN

06/04/2003 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MO

05/29/2002 - 06/05/2003

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MN

01/01/2001 - 06/03/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

01/03/1997 - 01/01/2001

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

MN

10/03/1994 - 01/03/1997

JURAN & MOODY, INC. (ST. PAUL MN)

MN

08/20/1990 - 10/03/1994

PARK INVESTMENT CORPORATION (MINNEAPOLIS MN)

Not sure if David Alan Bergum is right for you?

Licenses & Designations

BC

Issued 10/09/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Alan Bergum.
Not sure if David Alan Bergum is right for you?