Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Afzal has been in the financial industry since 1999. David is registered as an investment advisor representative and has a Series 7, Series 24, Series 63 and Series 66 licenses. David is currently with Osaic Wealth, Inc., located in San Diego, CA. Previously, David was with SAGEPOINT FINANCIAL, INC. and NATIONAL PLANNING CORPORATION. David is a licensed insurance agent, licensed real estate broker and Legal Document Assistant Preparer. In addition to securities products, David also offers life insurance and real estate services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (SAN DIEGO CA)
CA
10/27/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
08/08/2012 - 11/01/2017
NATIONAL PLANNING CORPORATION (SAN DIEGO CA)
CA
10/01/2004 - 07/24/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/20/1999 - 10/12/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 05/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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