Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paley is an investment advisor representative at Mariner Independent. David has over 25 years of experience in the financial services industry. David is registered in New York and holds the Series 3, 4, 7, 24, 63 and 65 licenses. David has worked for several well-known financial institutions including Morgan Stanley & Co., Incorporated, Salomon Brothers Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., BNP Paribas Securities Corp., and Halcyon Cabot Partners, LTD. David specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services to a wide range of clients, including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/01/2022 - Present
Mariner Independent (New York NY)
NY
04/10/2015 - 10/07/2015
HALCYON CABOT PARTNERS, LTD. (NEW YORK NY)
NY
08/09/2011 - 05/10/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/05/2005 - 10/21/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/28/1997 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/24/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
08/23/1994 - 02/23/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 05/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/07/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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