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David Adam Holstein

Osaic Institutions, Inc.

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About David Adam Holstein

David Holstein is a financial advisor with Osaic Institutions, Inc. David has been a financial advisor for over 5 years and has a Series 7, Series 66 and SIE. David has experience working with a wide range of clients, including individuals, corporations, and charitable organizations. David also provides financial planning services, educational seminars, and selection of other advisors. David is licensed in Kansas, Texas, California, Missouri. In addition to David's work as a financial advisor, David is also a firefighter.

Firm Information

David Holstein is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Holstein’s Registration & Firm History

KS

07/10/2023 - Present

Osaic Institutions, Inc. (Basehor KS)

KS

08/30/2019 - 05/02/2022

CETERA INVESTMENT SERVICES LLC (OVERLAND PARK KS)

KS

03/29/2018 - 09/05/2019

EDWARD JONES (SHAWNEE KS)

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Licenses & Designations

BOTH

Issued 04/20/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Adam Holstein.
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