Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Golden is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since June 12, 1988, and has experience with a variety of firms including Morgan Stanley, Citigroup Global Markets Inc., and PaineWebber Incorporated. David is licensed to provide investment advice in 29 states and has a variety of certifications including Series 63, Series 65, Series 7, and SIE. David specializes in providing financial advice to individuals, businesses, corporations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/16/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/01/2009 - 02/27/2024
MORGAN STANLEY (New York NY)
NY
09/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/22/1998 - 09/18/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/10/1994 - 06/03/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/21/1991 - 03/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/24/1989 - 09/10/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/15/1988 - 04/24/1989
BAILEY, MARTIN & APPEL, INC.
NA
08/31/1988 - 09/26/1988
J. T. MORAN & CO., INC.
NA
05/25/1988 - 09/20/1988
R.C. STAMM & CO., INC.
IA
Issued 01/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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