Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Adam Elfenbein is an investment advisor representative with Cambridge Investment Research Advisors, Inc. David has over 20 years of experience in the financial services industry. David is registered with the state of Alabama as an Investment Advisor Representative. David is also registered with the state of Texas as an Investment Advisor Representative. David is also registered with the state of Puerto Rico as an Investment Advisor Representative. David holds Series 7, 31, 63 and 65 licenses and also the SIE. David's firm is headquartered in Fairfield, Iowa, and is a full-service financial services firm that offers a variety of investment products and services, including financial planning, portfolio management, and retirement planning. David has experience working with individuals, families, and businesses. David is committed to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
08/09/2024 - Present
Cambridge Investment Research Advisors, Inc. (Florence AL)
NY
04/13/2012 - 11/26/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NJ
11/12/2004 - 04/23/2012
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
03/05/1998 - 11/15/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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