Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Abram Mandell is a financial advisor with over 20 years of experience in the financial services industry. David has held previous positions at HSBC Securities (USA) Inc., MML Investors Services, LLC and ABN AMRO Incorporated. David holds several securities licenses including Series 7, 24, 63 and 65. David currently works as a financial advisor for Fidelity Personal And Workplace Advisors and is registered with the state of Connecticut and Texas. He specializes in providing financial advice to individuals, families, and businesses. David is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
07/14/2023 - Present
Fidelity Personal AND Workplace Advisors (WEST HARTFORD CT)
NY
03/10/2020 - 08/24/2022
MML INVESTORS SERVICES, LLC (New York NY)
NY
04/30/2007 - 10/16/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/18/2001 - 02/23/2007
ABN AMRO INCORPORATED (NEW YORK NY)
IA
Issued 11/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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