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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Abraham Shapiro is a financial advisor with City National Rochdale. David is a registered investment advisor in California, Florida, and New York. David has been working in the financial services industry for over 20 years. David has passed the Series 63, 66, 7, 86, and 87 exams, as well as the Securities Industry Essentials Examination (SIE). David holds specializations in investment management and financial planning. David previously worked at Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, and Wasserstein Perella & Co., Inc. David is also a director of Sierra Ranches Community Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/05/2021 - Present
City National Rochdale (NEW YORK NY)
NY
09/09/2004 - 04/26/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/20/1998 - 03/10/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/28/1997 - 11/03/1998
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
BOTH
Issued 10/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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