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David Abraham Schuster

Maxim Group LLC

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About David Abraham Schuster

David Schuster is a financial professional with over 25 years of experience in the industry. David is currently registered with Maxim Group LLC, where he works from the Woodbury, New York office. Previously, he was a registered representative for both GILFORD SECURITIES INCORPORATED and JOSEPH STEVENS & COMPANY, INC. David Schuster has a strong record of success in the financial services industry and is dedicated to providing his clients with personalized financial advice and guidance. He is also a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

David Schuster is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Schuster’s Registration & Firm History

NY

11/26/2007 - Present

Maxim Group LLC (WOODBURY NY)

NY

10/17/1997 - 11/27/2007

GILFORD SECURITIES INCORPORATED (MELVILLE NY)

NY

01/13/1997 - 10/15/1997

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 01/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for David Abraham Schuster. Review regulatory record here.
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