Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Abraham is a financial advisor with over 25 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC and has previously been registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, PATRICK CAPITAL MARKETS, LLC, LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC. and UBS FINANCIAL SERVICES INC. David is a Series 7, Series 63 and SIE licensed advisor. David specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/12/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/02/2019 - 08/02/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
CA
08/31/2018 - 04/09/2019
PATRICK CAPITAL MARKETS, LLC (Aliso Viejo CA)
SC
09/29/2011 - 07/24/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
11/13/2007 - 08/05/2009
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
06/08/1998 - 04/12/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 01/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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