Unclaimed
David Aaron Schneider is a registered representative with Houlihan Lokey Capital, Inc. David has been in the industry since 2010 and holds the Series 63, SIE and Series 79 licenses. David is registered in New York. Prior to joining Houlihan Lokey Capital, Inc., David was employed by DEUTSCHE BANK SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/10/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
02/19/2010 - 11/03/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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