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David A Whelan

Empower Advisory Group, LLC

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About David A Whelan

David A. Whelan is a financial advisor with Empower Advisory Group, LLC, based in Greenwood Village, CO. David has been in the financial industry since March 2011 and is registered as a Registered Representative and an Investment Adviser Representative. David holds the Series 6, 7, 63, 66, and SIE licenses. Before joining Empower Advisory Group, David was a Registered Representative at J.P. Morgan Institutional Investments Inc. and Chase Investment Services Corp.

Firm Information

David Whelan is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Whelan’s Registration & Firm History

CO

09/25/2017 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

CO

08/20/2013 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)

AZ

07/02/2007 - 11/20/2009

CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 09/23/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2013

Series 7 - General Securities Representative Examination

BC

Issued 06/29/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David A Whelan. Review regulatory record here.
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