Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Simpson is a financial advisor registered with LPL Financial LLC, a firm that provides financial advice to individuals, businesses, and institutions. David has been in the financial industry since 1999. He is licensed in several states including California and Texas. David has experience working with Independent Financial Group, LLC, EPLANNING SECURITIES, INC., and WALL STREET FINANCIAL GROUP, INC. He offers a variety of financial services, including financial planning, portfolio management, and consulting. In addition to his work as a financial advisor, David is also a certified public accountant and runs his own tax preparation and bookkeeping business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/01/2024 - Present
LPL Financial LLC (TRACY CA)
CA
11/25/2008 - 07/31/2024
INDEPENDENT FINANCIAL GROUP, LLC (TRACY CA)
CA
06/01/2007 - 11/26/2008
EPLANNING SECURITIES, INC. (TRACY CA)
CA
05/02/2002 - 05/31/2007
WALL STREET FINANCIAL GROUP, INC. (TRACY CA)
IL
10/06/1999 - 05/08/2002
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
BOTH
Issued 11/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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