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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid A Shaw is an investment advisor representative currently registered with Cetera Investment Advisers LLC. Prior to joining Cetera Investment Advisers LLC, David A Shaw worked for Securian Financial Services, Inc., Edward Jones, MetLife Securities Inc., New England Securities, and UBS Financial Services Inc. David A Shaw has been in the financial industry since July 14, 2007 and holds FINRA Series 7, Series 66, and SIE registrations. David A Shaw specializes in financial planning, pension consulting, educational seminars, and selection of other advisers. David A Shaw has over 300,000 clients. David A Shaw is currently licensed in Colorado, Florida, Georgia, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
08/10/2023 - Present
Cetera Investment Advisers LLC (MANASQUAN NJ)
NJ
09/04/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Manasquan NJ)
NJ
05/27/2016 - 09/07/2020
EDWARD JONES (PRINCETON NJ)
NJ
01/02/2015 - 06/01/2016
METLIFE SECURITIES INC. (WALL TOWNSHIP NJ)
NJ
08/18/2008 - 01/02/2015
NEW ENGLAND SECURITIES (FAIRFIELD NJ)
NJ
07/05/2007 - 08/08/2008
UBS FINANCIAL SERVICES INC. (MANALAPAN NJ)
BOTH
Issued 07/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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