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David A Samhat

Peak6 Capital Management LLC

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About David A Samhat

David Samhat is a financial advisor with over 20 years of experience in the industry. David is currently registered with Peak6 Capital Management LLC and has previously held positions with E*TRADE CAPITAL MARKETS LLC and WILLIAM BLAIR & COMPANY L.L.C. David holds several licenses including Series 7, 24, 55, 57TO, and 63. David holds the SIE exam credential. David has a strong background in securities trading and investment management.

Firm Information

David Samhat is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Samhat’s Registration & Firm History

IL

04/16/2010 - Present

Peak6 Capital Management LLC (Chicago IL)

IL

06/25/2003 - 02/01/2008

E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)

IL

11/09/1999 - 01/24/2002

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for David A Samhat.
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