Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Minor is a financial professional with over 20 years of experience in the financial services industry. David is registered with Ameriprise Financial Services, LLC and holds licenses in California, Oregon, Texas and Washington. David also holds Series 6, 7, 63 and 65 licenses. David has experience working at NYLIFE Securities Inc and Liberty Group, LLC. David has a strong track record of providing personalized financial advice to a wide range of clients, including individuals, families, businesses, and institutions. David specializes in providing financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/10/2023 - Present
Ameriprise Financial Services, LLC (WALNUT CREEK CA)
CA
12/20/2006 - 11/22/2010
LIBERTY GROUP, LLC (OAKLAND CA)
NY
11/08/2001 - 09/16/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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