Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid A Mendoza is a financial advisor at J.P. Morgan Securities LLC. David has been in the financial industry since 2008. David has experience with a wide range of financial products and services, including securities, investment company products, and variable contracts. David has a strong understanding of the investment industry and is committed to providing his clients with personalized financial advice. David is registered with FINRA and holds Series 6, 99, and SIE licenses. David has experience with clients including corporations, individuals, charitable organizations, and insurance companies. David has worked with clients from a variety of states including, New York, Arizona, Utah, California, and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/11/2017 - Present
J.p. Morgan Securities LLC (Plano TX)
AZ
02/14/2013 - 03/10/2014
FARMERS FINANCIAL SOLUTIONS, LLC (PHOENIX AZ)
AZ
04/05/2010 - 03/09/2012
COMERICA SECURITIES (PHOENIX AZ)
UT
06/18/2007 - 04/07/2008
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
NY
11/04/2005 - 10/05/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
02/09/2005 - 09/08/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
10/24/2000 - 12/10/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 02/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2017
Series 99 - Operations Professional Examination
BC
Issued 10/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Mendoza is the right advisor for you? Invested Better is here to help.
