Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lucerne is a financial professional with over two decades of experience in the industry. David has worked for several major firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, and Jefferies LLC. Currently, David is an active Registered Representative at Piper Sandler & Co., providing a range of financial services. David is committed to providing clients with personalized financial advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/08/2024 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
04/27/2018 - 07/01/2024
JEFFERIES LLC (NEW YORK NY)
NY
04/24/2013 - 04/27/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/20/2010 - 05/07/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/22/2009 - 11/19/2009
CAPSTONE GLOBAL MARKETS, LLC (NEW YORK NY)
NY
07/18/2006 - 05/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/01/2000 - 07/19/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2012
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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