Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lloyd is a financial advisor with over 10 years of experience in the industry. David currently works with MWA Financial Services Inc. in Tacoma, WA. Prior to joining MWA Financial Services Inc., David was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Port Orchard, WA and LPL Financial LLC and SagePoint Financial, Inc. in Sarasota, FL. David is licensed to provide financial advice in Washington state and is a Series 7, Series 6, Series 63 and Series 65 licensed professional. David has a wide range of experience in the financial services industry, including experience in portfolio management, financial planning, and securities trading. David has been actively involved in the industry since 2011, providing financial guidance and investment strategies to individuals and businesses. David is passionate about helping his clients achieve their financial goals and providing them with the knowledge and tools they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
09/05/2024 - Present
MWA Financial Services Inc. (Tacoma WA)
WA
04/16/2018 - 04/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORT ORCHARD WA)
FL
11/05/2014 - 03/07/2018
LPL FINANCIAL LLC (SARASOTA FL)
FL
08/29/2011 - 07/03/2014
SAGEPOINT FINANCIAL, INC. (SARASOTA FL)
IA
Issued 08/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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