Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lauer is a financial advisor with Ameriprise Financial Services, LLC. David has been in the financial services industry since 2009 and is registered with the state of New Jersey and Pennsylvania. David has earned the Series 6, Series 7, Series 63 and Series 65 licenses. David provides financial advice to individuals, families, and businesses. David can help with financial planning, asset allocation, portfolio management, and other financial services. David is committed to providing clients with personalized financial advice that meets their individual needs. David also has previous experience working with H.D. Vest Investment Services and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/25/2015 - Present
Ameriprise Financial Services, LLC (TRENTON NJ)
NJ
05/19/2011 - 09/05/2012
H.D. VEST INVESTMENT SERVICES (HAMILTON NJ)
NY
06/04/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/16/1997 - 12/15/1999
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 08/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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