Unclaimed
David Hand is a financial advisor who has been in the industry since 2007. David is registered with Nylife Securities LLC. David holds the Series 6, Series 26, and Series 63 licenses and has been registered with the states of California and Oregon. David has experience with investment company products, variable contracts, and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/15/2007 - Present
Nylife Securities LLC (ROSEVILLE CA)
BC
Issued 12/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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