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David A Hand

Nylife Securities LLC

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About David A Hand

David Hand is a financial advisor who has been in the industry since 2007. David is registered with Nylife Securities LLC. David holds the Series 6, Series 26, and Series 63 licenses and has been registered with the states of California and Oregon. David has experience with investment company products, variable contracts, and securities.

Firm Information

David Hand is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Hand’s Registration & Firm History

CA

10/15/2007 - Present

Nylife Securities LLC (ROSEVILLE CA)

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Licenses & Designations

BC

Issued 12/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David A Hand. Review regulatory record here.
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