Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dire is a financial advisor at LPL Financial LLC. David has been in the financial industry since 1996 and is registered with FINRA and several state securities authorities. David has passed several industry exams including Series 7, Series 31, and Series 63. Prior to joining LPL Financial LLC, David has worked at UBS Financial Services INC. and Citigroup Global Markets INC. David specializes in helping individuals, families, and businesses with financial planning, investment management, and retirement planning. David holds a series of designations including the Certified Financial Planner (CFP) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/06/2023 - Present
LPL Financial LLC (AUSTIN TX)
TX
08/08/2008 - 10/30/2023
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
TX
01/12/2001 - 08/22/2008
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
NY
10/10/1996 - 01/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Dire is the right advisor for you? Invested Better is here to help.
