Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davia? Claim Your ProfileDavia Nina Sweeney is an active investment advisor representative registered with Raymond James Financial Services Advisors, Inc. in Westlake, OH. Davia has been in the financial industry since December 14, 2005. Davia has passed Series 7, Series 63, and Series 66 exams and is licensed to sell securities in several states. Davia is also licensed to sell securities as an Investment Advisor Representative in Ohio. Davia specializes in working with individuals, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and high-net-worth individuals. Davia provides financial planning, portfolio management, educational seminars, and selection of other advisors services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
03/04/2014 - Present
Raymond James Financial Services Advisors, Inc. (Westlake OH)
OH
07/12/2010 - 02/27/2014
MORGAN STANLEY (PEPPER PIKE OH)
OH
03/24/2009 - 07/15/2009
MORGAN STANLEY & CO. INCORPORATED (BEACHWOOD OH)
NJ
05/30/2001 - 09/02/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 12/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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