Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daveon? Claim Your ProfileDaveon Shawn Thomas is a registered representative with LPL Financial LLC in San Diego, CA. Daveon has been in the financial services industry since September 3, 2018. Daveon holds Series 66, Series 24, Series 99TO, SIE and Series 7 licenses. Daveon is registered with the state of California. LPL Financial LLC is a broker-dealer and investment adviser with more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
LPL Financial LLC (SAN DIEGO CA)
BOTH
Issued 08/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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