Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Forde is a registered representative with Equitable Distributors, LLC, and has been active in the financial services industry since October 2002. Dave holds Series 7, Series 24, Series 53, and Series 63 licenses, and is registered in the state of New York. Dave is also a registered representative with Equitable Advisors, LLC. Equitable Distributors, LLC is a broker-dealer registered with the Securities and Exchange Commission. Equitable Advisors, LLC is an investment advisor registered with the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/19/2012 - Present
Equitable Distributors, LLC (New York NY)
NJ
08/28/2001 - 09/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
10/12/2000 - 03/22/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
BC
Issued 10/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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