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Dave Richard Delfino

Essex Financial Services, Inc.

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About Dave Richard Delfino

Dave Richard Delfino is a financial advisor at Essex Financial Services, Inc. Dave has been in the financial services industry since August 2010. Dave is registered with the state of Connecticut. Dave has a Series 66 license and a Series 7 license. Dave is also a Certified Financial Planner. Dave has experience in financial planning, pension consulting, and selection of other advisers. Essex Financial Services, Inc. is a firm based in Essex, CT. Essex Financial Services, Inc. offers financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Dave Delfino is currently registered with Essex Financial Services, Inc.. Essex Financial Services, Inc. is a terminated Corporation formed in 2003. Based in Essex, CT, they provided financial planning, pension consulting, and portfolio management services for individuals, businesses, and institutional clients. They managed over $3.77 billion in regulatory assets for clients.
Essex Financial Services, Inc.

176 WESTBROOK ROAD

ESSEX, CT 06426

$3.77B

Assets Under Management

1

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dave Delfino’s Registration & Firm History

CT

06/04/2018 - Present

Essex Financial Services, Inc. (ESSEX CT)

CT

06/04/2018 - 06/01/2021

ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)

CT

08/20/2010 - 06/07/2018

FIDELITY BROKERAGE SERVICES LLC (FAIRFIELD CT)

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Licenses & Designations

BOTH

Issued 12/08/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dave Richard Delfino.
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