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Dave Michael Pugh

T. Rowe Price Advisory Services, Inc.

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About Dave Michael Pugh

Dave Michael Pugh is an investment advisor representative at T. Rowe Price Advisory Services, Inc., with over 20 years of experience in the financial services industry. Dave is registered with FINRA and the state of Colorado. Dave is licensed to offer securities and investment advisory services in 53 states and territories, as well as the District of Columbia and Puerto Rico. Dave specializes in providing financial planning and portfolio management services to individuals and corporations. Dave has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Dave Pugh is currently registered with T. Rowe Price Advisory Services, Inc.. T. Rowe Price Advisory Services, Inc. is an investment advisor headquartered in OWINGS MILLS, MD. The firm has 52 investment adviser representatives and manages approximately $2,563,768,510 in regulatory assets under management. They provide financial planning and portfolio management for individuals and corporations.
T. Rowe Price Advisory Services, Inc.

4515 PAINTERS MILLS ROAD

OWINGS MILLS, MD 21117

$2.56B

Assets Under Management

Not reported

Total Clients

415

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d

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Dave Pugh’s Registration & Firm History

CO

12/12/2016 - Present

T. Rowe Price Advisory Services, Inc. (Colorado Springs CO)

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Licenses & Designations

BOTH

Issued 08/29/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2003

Series 7 - General Securities Representative Examination

BC

Issued 12/03/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dave Michael Pugh.
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