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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Stanfield is an Investment Advisor Representative associated with Regal Investment Advisors LLC. Dave has been working in the financial services industry for over 20 years and has experience in various roles. Dave is registered with the state of Arizona and Washington. Dave specializes in portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and selection of other advisors. Dave is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
MI
03/20/2015 - Present
Regal Investment Advisors LLC (KENTWOOD MI)
WA
03/20/2015 - 03/01/2019
REGULUS ADVISORS, LLC (Seattle WA)
WA
04/01/2009 - 03/24/2015
FIDELITY BROKERAGE SERVICES LLC (SEATTLE WA)
WA
01/09/2004 - 02/20/2009
FIDELITY BROKERAGE SERVICES LLC (SEATTLE WA)
OH
09/06/2000 - 12/15/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MA
09/02/1998 - 08/02/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/02/1998 - 08/02/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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