Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Magstadt is a financial professional with over 18 years of experience in the financial services industry. Dave is currently registered with Guggenheim Securities, LLC in Austin, Texas. Dave has previously worked with Citigroup Global Markets Inc in New York, New York. Dave holds licenses including Series 7, Series 24, Series 63, Series 79 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/29/2015 - Present
Guggenheim Securities, LLC (Austin TX)
NY
10/03/2007 - 08/07/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/12/2004 - 06/05/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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