Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Hauer is a registered representative of United Planners' Financial Services Of America A Limited Partner in Scottsdale, Arizona. Dave has been in the financial services industry since June 2003 and has a broad range of experience in financial planning, portfolio management, and investment advisory services. Dave is a licensed and registered representative in Arizona and holds multiple industry certifications. Dave has a strong track record of providing comprehensive financial advice to clients, with a particular focus on individuals, families, and charitable organizations.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/08/2012 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
AZ
10/31/2005 - 05/15/2012
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
01/02/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
06/26/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 05/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/21/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dave Hauer is the right advisor for you? Invested Better is here to help.
