Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dave? Claim Your ProfileDave Andrew Singh is a financial professional with over 15 years of experience in the financial services industry. Dave is currently registered with Bright Trading, LLC. Dave holds several licenses, including Series 65, Series 63, Series 66, and Series 7. Dave has previously worked for Bright Trading, LLC, First Allied Securities, Inc., and B.B. Graham & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
05/11/2010 - Present
Bright Trading, LLC (HENDERSON NV)
NV
04/01/2008 - 06/02/2009
BRIGHT TRADING, LLC (HENDERSON NV)
CA
03/26/2002 - 05/24/2002
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
07/05/2001 - 04/01/2002
B.B. GRAHAM & COMPANY, INC. (ORANGE CA)
IA
Issued 06/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Chicago, Inc.
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